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  • 2021-10-29T16:00:00 2021-10-29T18:00:00 Europe/Paris Banking and Financial Law Hôtel Riu Plaza España Princesa UIA
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Banking and Financial Law

  • 29/10/2021 - 15:00 - 17:00
  • Hôtel Riu Plaza España Princesa

Presentation

Regulators’ Enforcement Procedures: The Obligation to Cooperate and the Right to Remain Silent
The aim of this working session is to analyse the obligations of financial institutions to cooperate with financial market regulatory authorities and their fundamental rights of defence, in particular their right not to be a witness against themselves.

Documents

  • Report
    English

    Introduction-Regulators’ Enforcement Procedures

    Olivier NICOD
    Preview

    Introduction-Regulators’ Enforcement Procedures

    Regulatory enforcement procedures, obligation of financial institutions to cooperate with the regulator and exceptions to the obligation to cooperate

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  • Report
    English

    Administrative procedures against financial intermediaries

    Marc FYON
    Preview

    Administrative procedures against financial intermediaries

    Administrative procedures against financial intermediaries and the right for these intermediaries to remain silent

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  • Report
    English

    Cooperation during control by the Financial Markets Authority

    Silvestre TANDEAU DE MARSAC
    Preview

    Cooperation during control by the Financial Markets Authority

    Cooperation during control by the Financial Markets Authority VS Right to silence

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  • Report
    English

    Remain in Silence Compliance with the Corporate Governance Rules for Banks in Turkey

    Yonca Fatma YÜCEL
    Preview

    Remain in Silence Compliance with the Corporate Governance Rules for Banks in Turkey

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  • Report
    English

    Financial Institutions: an Active Role in Combating Financial Crimes

    Barbara BANDIERA
    Preview

    Financial Institutions: an Active Role in Combating Financial Crimes

    65th Congress
    28-30.10.2021
    Financial Institutions: an Active Role in Combating Financial Crimes

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Contributors

Presidents

Speakers